2020 Regulatory Compliance Forum

2020 Regulatory Compliance Forum On-Demand

The 2020 Regulatory Compliance Forum was held in London on 5 March 2020. The event was open to financial firms across the funds industry and explored interactive discussions on managing regulatory change, optimizing compliance strategies and understanding what’s next on the regulatory horizon.


Main Stage Sessions

Opening Address

Learn the importance and challenges involved in moving from a tactical to strategic approach to compliance.

John Lee

President
CSS

Compliance Outlook 2020: Brexit, Liquidity and Beyond

What does regulatory compliance look like in a post-Brexit landscape? Hear more about the importance of data advocacy and governance.

Richard Balarkas (Moderator)

Chairman
Squarebook

Dr. Kay Swinburne

Vice Chair of Financial Services
KPMG UK
Previous Vice Chair of the European Parliament’s influential Economics and Monetary Affairs Committee

David McCarthy

Head of European Affairs
The Investment Association

Linda Gibson

Head of Regulatory Change & Compliance Risk
BNY Mellon Pershing

Chris Ostrowski

Commercial Director
OMFIF

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Big Issue Debate: Compliance-as-a-Service

In a world where financial firms need to do more with less, could Compliance-as-a-Service (CaaS) be a solution?

Ronan Brennan (Moderator)

Chief Product Officer
CSS

Vikramaaditya

Chief Transformation & Administration Officer
HSBC

Pauline Hawkes Bunyan

Director, Business Risk, Culture & Resilience
Investment Association

Rafael Gomes

Managing Director, Finance & Risk Practice
Accenture

Mike Zehetmayr

Partner IT Advisory
EY

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ESG Reporting: Sustainability Disclosures Under the EU Disclosure Regulation

Will ESG be as big of a disruptor as MiFIDII?

Sarah Crabb

Managing Associate
Simmons & Simmons

Greg Hotaling

Regulatory Compliance Specialist
CSS

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The Art of Data: Is the Definition of Intelligence the Ability to Adapt to Change?

What happens if we start to view regulatory changes as improvements? In a TED-style chat, Tobias takes you on a journey to understand the importance of data and collaboration.

Tobias Degsell

CEO
Combiner
Previous curator at the Nobel Museum

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Global RegTech Boardrooms

Global Threshold Management

An interactive roundtable on data sourcing, filing nuances, and regulatory challenges in substantial shareholding, position limit monitoring and sensitive industries.

Clare Farley

Executive Director
aosphere

Claire Mousley

Senior Associate
aosphere

Greg Hotaling

Regulatory Compliance Specialist
CSS

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Global Fund Reporting

A deep dive discussion and analysis of the growing and disparate demands for regulation-oriented cost transparency and consolidation in global funds reporting.

Mark Sherwin

Senior Adviser Financial Reporting
The Investment Association

Michael Sparkes

Analytics
Virtu ITG

Avinash Bhavani

Product Management
CSS

Darragh Kelly

Product Management
CSS

Ashley Smith

SVP Business Development
CSS

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Global Transaction Reporting

Explore the lessons learned from MiFIR and EMIR and examine the potential blindspots firms may miss regarding SFTR.

Nicholas Bruce

Business Development Manager
Regis-TR

Jonathan Lee

Senior Regulatory Reporting Specialist (SFTR)
Kaizen Reporting

Mikkel Mordrup

Executive Advisor on Global Transaction Reporting
CSS

Nicklas Nilsson

Product Specialist
CSS

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2020 Regulatory Compliance Survey

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