Join Ascendant consultants as they discuss trends we have seen in 2015 and what that means for the Annual Review, 2016 and more.
- Decipher Trends from 2015 SEC Highlights.
- Understand Impact of SEC Risk Alerts.
- Application of 2015 SEC Guidance.
- Analyze 2015 SEC Enforcement Actions and Trends.
- Predict and Prepare for 2016 Priorities.
Fill in the form below to download this ComplianceCast™
Subscribe to CSS Blog
CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.