About Us

The standard in regulatory compliance.

The standard in regulatory compliance

CSS is a global RegTech platform delivering a set of comprehensive and complementary technology-enabled regulatory solutions that serve compliance professionals across the financial services industry.

Regulatory Reporting Regulatory Data Management

Trade Monitoring & Analysis Compliance Services

Delivering a comprehensive suite of best-in-class software solutions and services

CSS uniquely brings together innovative, technology-driven solutions to support financial services firms in navigating a clear and strategic path through the complex and overlapping regulatory requirements they face globally. Our services cover a full range of compliance disciplines spanning regulatory reporting, regulatory data management and distribution, post-trade monitoring and analytics, and compliance management and best practice.

Addressing the full range of mandatory regulatory and compliance requirements globally

Our comprehensive set of highly complementary, technology-enabled solutions encompass the full range of mandatory regulations and compliance requirements that financial services firms are subject to globally.

Dedicated to working with compliance professionals across the financial services industry

CSS works in partnership with a diversified set of financial services clients across the global asset management, alternative investment fund and investment advisory communities to ensure compliance with the full panoply of their regulatory needs. In addition, we offer a full range of compliance software solutions and services to broker-dealers, banks, fund administrators and other third-party service providers.

Leading global regulatory reporting solutions for investment managers

Advanced workflow tools to manage and analyze compliance and operational risks from the market leader in compliance and regulatory risk consulting

For regulatory data management, regulatory data exchange, market data and analytics

Integration hub linking internal and external data submitters with internal systems, and providing for efficient data management and regulatory transaction reporting

How Can a Small Advisory Practice Economically Be as Cyber-Secure as Possible?

Cybersecurity is a risk that applies to firms both large and small without discrimination. Even very small advisory firms, which I’ll define as having one to five staff for purposes of this discussion, have a wealth of information worth safeguarding. Cybercrime is often a crime of opportunity. Hackers are metaphorically going door to door (computer … Continued

Will We See Liquidity Risk Management Programs in Europe Soon?

In an article posted by Ignites Europe, the Commission de Surveillance du Secteur Financier (CSSF) in Luxembourg declared that it has “stepped up its supervisory focus on the liquidity aspects that are related to the recent developments” of Neil Woodford’s flagship fund and H2O Asset Management, an affiliate of Natixis Asset Management. In the U.S., … Continued

How an LPA’s Definition of Organizational Expenses Can Connect to a Custody Rule Violation

For private fund advisers, fee and expense reviews are a cornerstone to a sound compliance program. The SEC repeatedly reinforces this axiom, and a recent SEC Settlement Order highlights how the lack of such reviews and the misclassification of expenses can lead to a Custody Rule violation. In this case, according to the Settlement Order, … Continued