About Us

The standard in regulatory compliance.

The standard in regulatory compliance

CSS is a global RegTech platform delivering a set of comprehensive and complementary technology-enabled regulatory solutions that serve compliance professionals across the financial services industry.

Regulatory Reporting Regulatory Data Management

Trade Monitoring & Analysis Compliance Services

Delivering a comprehensive suite of best-in-class software solutions and services

CSS uniquely brings together innovative, technology-driven solutions to support financial services firms in navigating a clear and strategic path through the complex and overlapping regulatory requirements they face globally. Our services cover a full range of compliance disciplines spanning regulatory reporting, regulatory data management and distribution, post-trade monitoring and analytics, and compliance management and best practice.

Addressing the full range of mandatory regulatory and compliance requirements globally

Our comprehensive set of highly complementary, technology-enabled solutions encompass the full range of mandatory regulations and compliance requirements that financial services firms are subject to globally.

Dedicated to working with compliance professionals across the financial services industry

CSS works in partnership with a diversified set of financial services clients across the global asset management, alternative investment fund and investment advisory communities to ensure compliance with the full panoply of their regulatory needs. In addition, we offer a full range of compliance software solutions and services to broker-dealers, banks, fund administrators and other third-party service providers.

Leading global regulatory reporting solutions for investment managers

Advanced workflow tools to manage and analyze compliance and operational risks from the market leader in compliance and regulatory risk consulting

For regulatory data management, regulatory data exchange, market data and analytics

Integration hub linking internal and external data submitters with internal systems, and providing for efficient data management and regulatory transaction reporting

Improving Mutual Funds’ Principal Risks Disclosure

The Securities and Exchange Commission (SEC) has for years stressed that registrants’ disclosure in regulatory filings needs to be written in “plain English.” The SEC’s Disclosure Review and Accounting Office recently reiterated the plain English directive in “ADI 2019 – 08 – Improving Principal Risks Disclosure.” The guidance focuses specifically on making disclosure of principal risks … Continued

CFTC Orders Firm to Pay $1.5 Million in Connection with Phishing Cyber Breach, Cites Inadequate Cyber Training

The Commodity Futures Trading Commission (CFTC) isn’t holding back when it comes to holding firms accountable for protecting their client’s funds and information. On September 12, 2019, the CFTC issued an order bringing proceedings against a registrant to the tune of $1.5 million US relating to claims that the registrant violated Commission Regulations 166.3 and … Continued

Cayman Islands Data Protection Law Nears Taking Effect

Cybersecurity regulations have landed ashore on the islands, and life is about to become anything but a beach for firms forced to comply with the Cayman Islands’ new Data Protection Law (DPL), slated to take effect September 30, 2019. With provisions largely mirroring the EU’s General Data Protection Regulation (GDPR), entities with a presence or … Continued