About Us

The standard in regulatory compliance.

The standard in regulatory compliance

CSS is a global RegTech platform delivering a set of comprehensive and complementary technology-enabled regulatory solutions that serve compliance professionals across the financial services industry.

Regulatory Reporting Regulatory Data Management

Trade Monitoring & Analysis Compliance Services

Delivering a comprehensive suite of best-in-class software solutions and services

CSS uniquely brings together innovative technology-driven solutions to support financial services firms navigate a clear and strategic path through the complex and overlapping regulatory requirements they face globally. Our services cover a full range of compliance disciplines spanning regulatory reporting, regulatory data management and distribution, post-trade monitoring and analytics, and compliance management and best practice.

Addressing the full range of mandatory regulatory and compliance requirements globally

Our comprehensive set of highly-complementary technology-enabled solutions encompass the full range of mandatory regulations and compliance requirements that financial services firms are subject to globally.

Dedicated to working with compliance professionals across the financial services industry

CSS works in partnership with a diversified set of financial services clients across the global asset management, alternative investment fund and investment advisory communities to ensure compliance with the full panoply of their regulatory needs. In addition, we offer a full range of compliance software solutions and services to broker-dealers, banks, fund administrators and other third-party service providers.

Advise Technologies

advisetechnologies.com

Consensus Signal Shuttle

Leading global regulatory reporting solutions for investment managers

Ascendant Compliance Management

ascendantcompliance.com

Ascendant Compliance Manager Trade Sentry Consulting Services Shield - Cybersecurity

Advanced workflow tools to manage and analyze compliance and operational risks from the market leader in compliance and regulatory risk consulting

Moneymate Group

moneymategroup.com

Accudelta Silverfinch Longboat Analytics

For regulatory data management, regulatory data exchange, market data and analytics

CSS Solution Silverfinch welcomes TISA & PIMFA MiFID II initiative

In late June, PIMFA, the UK wealth management association and TISA, the Tax Investment and Savings association published the “MiFID II Feedback Template,” to be known as the EFT. They also published a “Distributor Reporting Guide” to assist firms with implementation and understanding. The two together are the first steps in defining a reporting standard … Continued

Do your Fund Documents Clearly Disclose Receipt of Accelerated Monitoring Fees?

Somewhat more reminiscent of the broken-windows enforcement era, two affiliated private equity advisers managing billions settled with the SEC on charges that they failed to make pre-commitment disclosures in fund governing documents related to accelerated fees received from portfolio companies. Interestingly, according to the Settlement Order, the advisers had made some disclosures in fund documents … Continued

With New Risk Alert, SEC Doubles Down on Best Execution

On July 11, 2018, the SEC issued a Risk Alert outlining commonly found compliance issues related to best execution by investment advisers. Advisers have an obligation to seek best execution of client transactions, taking into consideration quantitative factors such as execution quality and commission rate, as well as more qualitative factors such as the value … Continued