About Us

The standard in regulatory compliance.

The standard in regulatory compliance

CSS is a global RegTech platform delivering a set of comprehensive and complementary technology-enabled regulatory solutions that serve compliance professionals across the financial services industry.

Regulatory Reporting Regulatory Data Management

Trade Monitoring & Analysis Compliance Services

Delivering a comprehensive suite of best-in-class software solutions and services

CSS uniquely brings together innovative, technology-driven solutions to support financial services firms in navigating a clear and strategic path through the complex and overlapping regulatory requirements they face globally. Our services cover a full range of compliance disciplines spanning regulatory reporting, regulatory data management and distribution, post-trade monitoring and analytics, and compliance management and best practice.

Addressing the full range of mandatory regulatory and compliance requirements globally

Our comprehensive set of highly complementary, technology-enabled solutions encompass the full range of mandatory regulations and compliance requirements that financial services firms are subject to globally.

Dedicated to working with compliance professionals across the financial services industry

CSS works in partnership with a diversified set of financial services clients across the global asset management, alternative investment fund and investment advisory communities to ensure compliance with the full panoply of their regulatory needs. In addition, we offer a full range of compliance software solutions and services to broker-dealers, banks, fund administrators and other third-party service providers.

Leading global regulatory reporting solutions for investment managers

Advanced workflow tools to manage and analyze compliance and operational risks from the market leader in compliance and regulatory risk consulting

For regulatory data management, regulatory data exchange, market data and analytics

Integration hub linking internal and external data submitters with internal systems, and providing for efficient data management and regulatory transaction reporting

Tips to Prevent an SEC OCIE Investment Adviser Exam from Going Bad

Strategies to employ when an SEC OCIE adviser exam goes bad drew a great crowd at the recent CSS Ascendant Fall Compliance Conference. Proactively pointing an exam in the right direction was a consistent theme, summarized by the familiar refrain: “There is no substitute for preparation.” A few keys to note if you find your … Continued

Giving Voice to Values: A New Approach to Ethics

The “Giving Voice to Values” program grew out of Professor Mary Gentile’s frustration of what was going on in both the financial industry and in higher education. She was frustrated and angry about the poor way that ethics was being taught in universities and applied in real-world scenarios. What developed out of her frustration is … Continued

Tips for Developing a Tailored Private Fund Compliance Calendar

As regulatory concerns proliferate and become more complex, developing and monitoring your “to-do” list becomes of paramount importance.  John Gentile, the Director of Private Fund Manager Services for Compliance Solutions Strategies and Michael Emanuel, a Partner at Stroock & Stroock & Lavan LLP provided attendees of the recent CSS 2019 Fall Conference some insight into … Continued