CSS’ Advise Unit Honored at 2018 HFM US Hedge Fund Technology Awards

CSS company Advise Technologies announced today that it won “Best RegTech Solution” at the 2018 HFM US Hedge Fund Technology Awards.

“Advise Technologies strives to lead the regulatory intelligence space and we’re thrilled to win recognition for our platforms,” said Advise’s Chief Services Officer Adam Capon. “We’re excited to continue offering best-in-class software and services to the investment management community.”

The win comes after major enhancements were rolled out on all four Advise solutions over the last year:

  • Consensus a periodic reporting platform, added Form N-PORT and Form N-CEN to its offerings to help firms meet SEC modernization requirements.
  • Shuttle – a daily reporting platform, was introduced to the market and offers support for MiFID II trade and transaction reporting requirements that went into effect on January 3, 2018.
  • Signal – a monitoring and reporting platform for substantial shareholding and position limit thresholds, added coverage for recently introduced MiFID II position limits.
  • Vault – a document worklflow system, debuted a due diligence questionnaire (DDQ) management solution.

All solutions are backed by the CSS Best Practices team, a group of regulatory attorneys, fund accountants, and data specialists that are available to answer client questions and provide analysis on the latest regulatory changes.


Subscribe to CSS Blog

CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

Loading form...

Latest Content

Advertising Issues: SEC and GIPS Performance in the Private Fund Space

Over a year ago, OCIE released the Risk Alert, “The Most Frequent Advertising Rule Compliance Issues Identified in OCIE Examinations of Investment Advisers.” While the alert highlighted several areas where performance advertising is involved, our recent CSS/Ascendant conference panelists in a session entitled “Best Practices for SEC and GIPS Performance in the Private Fund Space” … Continued

Placing Ethics and Compliance in the Foreground of Business Decision-Making

Thinking about how to make ethics and compliance part of a business’s decision-making can prove to be challenging. By nature, compliance professionals are often results-oriented, focusing on a binary end-result; either you are in compliance, or you are not. That focus is important, but emphasizing process is also vital, John Walsh, Partner at Eversheds Sutherland … Continued