Ascendant Compliance Solutions Strategies Spring 2019 Conference

Loews Miami Beach Resort

Ascendant and Compliance Solutions Strategies conferences, held in prime locations around the United States, provide a forum for peer networking and the exchange of ideas and experiences in relaxed settings.

In-depth interaction among conference attendees facilitates peer-learning, with guidance and instruction from our panelists and experts. Speakers typically include current and former SEC and FINRA officials, top lawyers and leading CCOs. Focusing on industry trends, recent changes, and day-to-day issues, they offer guidance and tangible solutions that participants can take away for immediate implementation. Conference CLE credits may be accepted by jurisdictions that recognize this approved-provider status.

Our conferences help compliance professionals understand the implications of new and evolving regulations and technologies, explore innovative ways to look at foundational compliance topics, and deconstruct developing rules and initiatives. From the impact of new regulatory initiatives to effective utilization of compliance tools to managing people, processes and technology, join us to learn the latest on developing powerful compliance programs.

Register now for best pricing – $600 off!

Compliance Solutions Strategies Acquires AMFINE

Combination Creates First Fully End-To-End Compliance Reporting Platform NEW YORK, September 10, 2020 – Compliance Solutions Strategies (“CSS”), a leading RegTech platform providing technology-driven solutions which enable financial services firms to meet mandatory regulatory compliance requirements, today announced the acquisition of AMFINE (“AMFINE”), a provider of SaaS-based regulatory reporting services to European asset managers, asset … Continued

From One CCO to Another: Don’t Lie to the SEC

Every once in a while, I think it’s important to get back to the basics. Since the adoption of the compliance rules in 2004, the Securities and Exchange Commission staff has repeatedly stated that the intent of the rules were not to hunt CCOs. Great pains have been made to enlist CCOs support in ensuring … Continued

BME Partners with CSS to Strengthen its Regulatory Service Suite

BME to offer financial services firms in Spain and Portugal a multi-regulation reporting platform Partnership brings a unique combination of local market presence and global coverage BME has partnered with Compliance Solutions Strategies (CSS), a leading RegTech platform provider, to offer a global regulatory reporting solution in Spain and Portugal. The combination of BME’s local … Continued