Posts By: Jeanette Turner

ESMA Updates AIFMD Q&As

The European Securities and Markets Authority (ESMA) has updated its Questions and Answers on the application of the Alternative Investment Fund Managers Directive (AIFMD). Specifically, ESMA has added two new Q&As, providing clarification on the calculation of leverage under AIFMD: The treatment of short-term interest rate futures for the purposes of AIFMD leverage exposure calculations … Continued

The SEC Data Breach And Impact On New Reporting Rules

The U.S. Securities and Exchange Commission disclosed recently that its Electronic Data Gathering, Analysis and Retrieval (EDGAR) system, a comprehensive database of filings by public companies and other industry participants, was hacked in 2016 and that the intruders may have traded on the information. The announcement comes on the heels of the mutual fund industry … Continued


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