Beyond BYOD: Mobile Device Management and the Importance of MDM Compliance for Investment Advisers

The New Security Risk

When it comes to mobile devices, investment advisers used to have two choices – either they could provide new employees with a company-issued cell phone or they could adopt a flexible policy permitting the employee to bring in his or her own device. When cell phones were primarily devices used to make and receive telephone calls, the distinction had little regulatory implications. However, the consumerization of information technology has led to powerful mobile computing devices now in the hands of many employees. But left unchecked, the Bring Your Own Device, or “BYOD,” phenomenon has left many advisers with a plethora of mobile platforms and devices accessing their corporate network with varying and often inconsistent levels of security.

Want to read more?

Fill in the form below to download the full article.

Loading form...

Subscribe to CSS Blog

CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

Loading form...

Latest Content

Compliance Lessons Learned in 2019

Now that we are in mid-January, a few things are evident. We have likely broken one or more New Year’s resolutions, the effect of any rest over the holidays has worn off and we need to complete our annual compliance reviews for 2019 and firm up our 2020 plans. While I don’t have solid advice … Continued

CSS Launches First Form CRS Software Tool In Market

Global RegTech provider Compliance Solutions Strategies (CSS) today announces its release of Form CRS Automator, the market’s first comprehensive and fully customizable software solution designed to help firms meet the upcoming requirements of Form CRS which has been introduced by the Securities and Exchange Commission (SEC). CSS’s proprietary and Web-based tool gives regulated firms the ability … Continued