Whitepapers

How to Build an Effective Service Provider Oversight Program in Three Easy Steps

As the investment management industry becomes more consumer-focused, individual investors are pressing advisers for more innovative products and a personalized client experience. Further, the growth of passive strategies has created fee pressure across the spectrum, leading to contracting margins.1 Outsourcing certain critical functions can be an effective tool for advisers looking to focus on more strategic goals.

SEC Reporting Modernization Ready with CSS

SEC Investment Company Reporting Modernization arrives in June 2018, but the work has to start now. Our comprehensive solution informed by our extensive experience, allows you to become Reporting Modernization ready in good time, improving data flow and quality across your company and between your stakeholders while implementing best practice to enhance your relationship with the SEC.

PRIIPs Compliance with CSS

The Packaged Retail Investment and Insurance‐based Products (PRIIPs) regime arrives in January 2018, creating an entiely new framework for a broad range of retail investment products, the centrepiece of which is a Key Information Document (KID). Our comprehensive solution allows you to become PRIIPs ready in good time, organising the collection of key data and calculations, the production and hosting of your KID, and the exchange of information between you and your stakeholders throughout the manufacturing and distribution chain.

MiFID II Compliance with CSS

Firms across the breadth of the investment management and distribution landscape have faced a new and onerous set of challenges since January 2018 when MiFID II came into force. Our suite of products help you to reach MiFID II compliance while ensuring that you can continue to sell your funds and service your clients without interruption, whatever your place in the fund and investment management chain.


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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

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