CCO Liability: Truth, Misunderstandings and How to Protect Yourself (Everything You Always Wanted To Know About CCO Liability But Were Afraid To Ask) – Part I

CCO Liability: Truth, Misunderstandings and How to Protect Yourself (Everything You Always Wanted To Know About CCO Liability But Were Afraid To Ask)

  • Where is the line between the firm’s failure and CCO failure? Managing up and down.
  • Three Prongs – And why the focus is on the third Prong
  • Steps to Take: Avoiding CCO liability – Defense counsel takeaways
  • SEC: CCOs an important partner
  • What about wearing multiple hats?
  • Insight from defense counsel & Ascendant

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