Looking at the Year Ahead – Global Compliance and Data Priorities for Investment Firms is a free, one-day event that will explore major concerns in our industry such as SFTR, Brexit, cost & charges disclosure, post-trade compliance and strategic responses to regulatory reporting. This event will be an educational program for compliance professionals of asset managers, institutional … Continued
Ascendant and Compliance Solutions Strategies conferences, held in prime locations around the United States, provide a forum for peer networking and the exchange of ideas and experiences in relaxed settings.
CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.
