Events

CSS SFTR Roundtable Breakfast

Securities Financing Transaction Regulation (SFTR) reporting is rapidly taking shape as firms prepare to report with a phased-in approach from April 2020. Join top SFTRs experts for an examination of key spotlight issues including lessons learned from EMIR & MiFIR, a look at the build vs. buy vs. delegate conundrum, and more. Space is limited, … Continued

Sarasota, Florida April 2020 Conference

CSS Conferences + Education, held in prime locations around the United States, provide a forum for peer networking and the exchange of ideas and experiences in relaxed settings. Join us at The Ritz-Carlton, Sarasota in Florida on April 27-29, 2020 to hear from a distinguished panel of speakers including regulators, chief compliance officers, in-house and … Continued

Denver, Colorado September 2020 Conference

CSS Conferences + Education, held in prime locations around the United States, provide a forum for peer networking and the exchange of ideas and experiences in relaxed settings. Join us at the Grand Hyatt Denver on September 28-30, 2020 to hear from speakers on the front lines of compliance, promising some of the most forward-thinking … Continued

CSS Regulatory Roundtable Lunch

Securities Financing Transaction Regulation (SFTR) reporting is rapidly taking shape as firms prepare to report with a phased-in approach from April 2020. Join top SFTRs experts for an examination of key spotlight issues including lessons learned from EMIR & MiFIR, a look at the build vs. buy vs. delegate conundrum, updates on MiFID II and … Continued

CSS Breakfast Brief – Regulation Best Interest & Form CRS

CSS and Mayer Brown LP will be hosting a vibrant, lively planning session on Regulation Best Interest and Form CRS for dual registrants and investment advisers with a broker-dealer affiliate. Broker-dealers must deliver Form CRS to each retail investor prior to or at the earliest of making a recommendation of an account type, securities transaction … Continued

CSS Breakfast Briefs – SFTR and MMFR

CSS Breakfast Briefs – SFTR: A Review of the Reporting Challenges On 14 April 2020 banks and investment firms need to send their first transaction report for SFTR. SFTR is undoubtedly a complex regime and the reporting requirements will present numerous operational and data challenges. That is why CSS, together with leading Trade Repositories, are … Continued

CSS Breakfast Brief – Substantial Shareholder Disclosure & Position Limit Monitoring

Due to the complex variations and intricacy in shareholding disclosure requirements which have created significant challenges for firms to remain compliant, CSS is hosting breakfast briefs in our offices in London (March 25), Stockholm (March 27) and Dublin (March 29). The objective of these briefs is to break down and explore how firms can tactically and strategically cope with and stay ahead … Continued


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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

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