CSS Breakfast Brief – Substantial Shareholder Disclosure & Position Limit Monitoring

Due to the complex variations and intricacy in shareholding disclosure requirements which have created significant challenges for firms to remain compliant, CSS is hosting breakfast briefs in our offices in London (March 25), Stockholm (March 27) and Dublin (March 29). The objective of these briefs is to break down and explore how firms can tactically and strategically cope with and stay ahead … Continued

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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

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