Position Limit Monitoring & Shareholding Disclosure Breakfast Briefs

- New York

CSS is hosting breakfast briefs on June 26-27 on Position Limit Monitoring and Shareholding Disclosure.

Topics will include:

Position Limit Monitoring

  • Reference Data Translations
  • Spot Effective Date
  • Aggregation
  • Holding Adjustments & Calculations

Substantial Shareholding

  • Data Challenges
  • Filing Nuances
  • Legal Structure Complexities

Space is limited. Register to join us or click on the Agenda to learn more.

8:30

Registration Breakfast & Coffee

9:00

Welcome & Introduction to CSS

9:15

Position Limit Monitoring

  • Reference Data Translations

Steps to understand which market reference data codes equate to exchange specific product codes

  • Spot Effective Date

Coping with various effective dates for spot limit compliance

10:00

Coffee Break

10:15

Position Limit Monitoring

  • Aggregation

Potentially reduce exposure when monitoring holdings against position limits

  • Holding Adjustments & Calculations

Dealing with nuances related to diminishing balances, open interest calculations & more

11:00

Closing Remarks

8:30

Registration Breakfast & Coffee

9:00

Welcome & Introduction to CSS

9:15

Shareholding Disclosure

  • Data Challenges

Breakdown of common challenges while evaluating holdings

10:00

Coffee Break

10:15

Shareholding Disclosure

  • Filing Nuances

How to stay ahead of the “who, how, when and where” to file

  • Legal Structure Complexities

Understanding and coping with reporting entity structure

11:00

Closing Remarks

CSS Headquarters

777 Third Avenue, 10th Floor
New York, NY 10017

NOTE: Space is limited; register for your spot today!

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