October 2017 new Form ADV amendments continue the big data trend. Form ADV continues to expand ever more rapidly as data mining and handling techniques by regulators allow for the utilization of Form ADV for risk measurement. Ease the burden of answering over 100 separate questions (plus scores more for each private fund) through this step-by-step review of the new Form ADV Part 1A. Learn the overlap between private fund managers and new requirements for all IAs.
- New portfolio information reporting by asset class
- Know your clients to meet more detailed client information reporting
- Social media filing requirements
- Changes for private fund registration
- Recent SEC FAQs covering new changes
- Bonus information and suggested procedures for new record keeping rule
Fill in & submit the form below to download this ComplianceCast™
Your download will appear below momentarily.
Subscribe to CSS Blog
CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.