In this ComplianceCast webinar, co-executive directors of CSS compliance services Jackie Hallihan and Keith Marks address the challenges of Form CRS as firms prepare for its June 2020 compliance date. Topics include:
- Practical considerations for Form CRS
- How to manage Conversation Starters
- Conversation starter challenges: supervision, training, more…
- Where to start? Roadblocks?
- Identifying conflicts and disclosures
- Planning and organizing Conversation Starters
- Planning and organizing Form CRS – a single relationship summary or two?
- Content, Design
- 12 areas to cover
- Filing and updating, transition, delivery
- Electronic posting – Website considerations
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If you need more help on Form CRS, visit our Ultimate Guide to Form CRS page, with information about the regulation, as well as our solution.