Simplify position limit and shareholding disclosure compliance.
Signal offers global coverage, flexible aggregation, and customized warnings when your holdings are approaching a threshold.
Signal is an automated monitoring and reporting solution that compares your holdings to relevant thresholds, provides alerts when you need to take action, and generates disclosure notifications that can be filed with regulators.
Access one platform to evaluate all of your holdings against regulator and exchange thresholds
Standardize your reporting workflow with our repeatable and reliable process
Ensure accuracy through data validations, approval workflow, and management reporting
Backed by Regulatory Expertise
Rules Engine Built by Legal & Compliance Pros
Supported by a dedicated team of legal & compliance experts and operations specialists who write and monitor the platform’s rules
Access to the Experts
You can speak to the legal and compliance experts and specialists who draft the rules and summaries that support the software
See regulatory details on when, where, and how to file in each jurisdiction
Choose the jurisdictions, rules, and alerts that match your needs
Use your compliance infrastructure or take advantage of ours by deploying locally or hosting in the cloud
Substantial Shareholding Module
Daily monitoring and reporting for beneficial ownership thresholds, including long, short, and takeover panel reporting in 90 jurisdictions. Offers automated generation of disclosure notifications that can be filed with regulators. Leverage our optional Shares Outstanding Service to easily source required voting and share capital data.
Position Limits Module
Daily monitoring for exchange, CFTC, and MiFID II position limits. Includes a headroom report that shows how holdings can be increased before hitting a limit.