Regulatory Horizon for Firms with Exposure Beyond the U.S. Border: What’s in Store for 2020?

CSS regulatory compliance expert Greg Hotaling and product manager of CSS substantial shareholder and position limit monitoring solution Signal Mike Marmo discuss threshold monitoring trends in Europe, and what to expect from ever-changing major shareholding, short position and position limit obligations. The Shareholder Rights Directive, MiFID II, Brexit and other topics are also addressed.

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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

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Posted on September 30, 2019Compliance Solutions Strategies

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