Signal – Monitoring the Fast-Changing Sensitive Industries Landscape

Join CSS regulatory experts to learn about enhancements to the Sensitive Industries module on CSS’s Signal platform. This webinar provides a comprehensive demo of the Sensitive Industries module, a discussion about the complexities of sensitive industries, the impact of COVID-19, plus the regulatory changes on the horizon.

Webinar topics include:

  • Sourcing sensitive industries rules and CSS’s collaboration with aosphere
  • Demo of Sensitive Industries module
  • Impact of COVID-19 and recent changes to sensitive industries rules

Speakers:

Marye Cherry, EU Regulatory Counsel, CSS
Marye is the EU Regulatory Counsel in the Amsterdam office of CSS. With more than 10 years of legal and compliance experience, Marye specializes in transparency and regulatory reporting issues in the financial services industry. At CSS, Marye focuses on European financial regulations that affect fund managers’ operations worldwide and helps translate those requirements into automated reporting solutions.

Mike Marmo, Product Manager, CSS
Mike is responsible for guiding the product development life cycle, implementing key regulatory functionality, and setting the product road map. Mike has 14 years of FinTech experience and a strong background working with traders, portfolio managers, and back office personnel to implement financial solutions. Prior to joining CSS, Mike served as a Compliance Implementation Manager for Charles River OMS.

Greg Hotaling, Regulatory Compliance Expert, CSS
Greg is a Compliance SME (Subject Matter Expert) at CSS, addressing global regulatory matters relevant to the financial industry. Since its inception Greg has led the regulatory research and content team for Signal, the 2018 “HFM Best RegTech Solution” award-winner that facilitates compliance with shareholder disclosure and position limit rules around the world. Prior to joining CSS, Greg practiced law as a corporate and securities attorney in New York for 10+ years, held a one-year term as a federa.

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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

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