Social Engineering and Fraud: Detection and Prevention Tips

  • Section 206 of the Advisers Act
  • How to identify red flags
  • Steps to take to prevent fraud in your firm
  • Training your staff to be a second set of eyes

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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

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