Tag: Ignites

Tech Transforms Compliance Role in 2017

CSS Chief Regulatory Officer Jeanette Turner was quoted in a recent Ignites article on how “Tech Transforms Compliance Role in 2017.” A flood of new reporting requirements and a shift in regulators’ expectations has made technology a critical component of fund companies’ compliance work in 2017. Chief Compliance Officers’ use of technology “is no longer … Continued


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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

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