May 24, 2019

SEC Begins Cyber Sweep of Investment Advisers with Focus on Cloud Storage

A sweep of investment advisers is underway by the U.S. Securities and Exchange Commission, which has sent out many letters to firms over the last week requesting information about their use of cloud providers. The move could be part of the SEC’s Phase 3 Cybersecurity Exam Initiative, and is likely related to the April Regulation … Continued

CSS Blogcloud cloud storage Cyber Sweep cybersecurity Cybersecurity Exam Initiative Form ADV OCIE Risk Alert PII Regulation S-P SEC

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