Tag: position limits

Suggestions on Global Threshold Monitoring

On the heels of several European events focused on shareholder and position limit monitoring, we shifted to Miami, Florida and the Ascendant Compliance Solutions Strategies 2019 Spring Conference for another engaging session on the subject. (For an intro to the topic, see our previous blog post here.) In many ways the discussions proved to be … Continued

Shareholder Monitoring and Disclosures: Keeping One Step Ahead of the Front Office

Fresh from our London conference “Looking at the Year Ahead – Global Compliance and Data Priorities” – a rousing success! – we’ll cover takeaways from a key panel discussion on shareholder monitoring and disclosures. Two of the best in the business were in the house (or should we say “in the brewery,” an amazing London … Continued

CSS Signal Application Now Available Via ULLINK’s NYFIX Portal

Signal, a substantial shareholding and position limit monitoring and reporting solution from Compliance Solutions Strategies, is now available on ULLINK’s NYFIX Portal. CSS offers coverage for 89 jurisdictions and global exchanges through its Signal software platform. Signal users can compare their holdings to relevant jurisdictional and exchange rules, receive alerts when actions must be taken, … Continued


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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

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