Tag: privacy policy

Virginia Investment Adviser Rules Amended – September 16, 2019 Compliance Date

Last week we discussed the changes to the Massachusetts IA Disclosure Rule. That is not the only state legislature that has been busy. On August 21, 2019, the Virginia State Corporation Commission adopted revisions to Chapters 20, 30, 45, and 80 of Title 21 of the Virginia Administrative Code. The amendments impact Virginia state registered … Continued


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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

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