Tag: RegTech

Why an Integrated Approach to RegTech is Key

At CSS, creating a strategic approach to regulatory obligations is in our DNA. It’s the very reason the company was created. The advantages are numerous; investment managers who opt for a strategic response to regulation often choose a vendor partner who can create reporting efficiencies and offer broad expertise. In addition, a strategic response often … Continued

CSS CRO Jeanette Turner on Bloomberg Markets

CSS’ global profile continues to rise. Chief Regulatory Officer Jeanette Turner recently appeared on Bloomberg Markets: Rules & Returns to discuss changing approaches to compliance, data management and reporting requirements, with an emphasis on two CSS strengths: technology and automation. “For reporting, which is the new thing that regulators are focused on – they love … Continued

Tech Transforms Compliance Role in 2017

CSS Chief Regulatory Officer Jeanette Turner was quoted in a recent Ignites article on how “Tech Transforms Compliance Role in 2017.” A flood of new reporting requirements and a shift in regulators’ expectations has made technology a critical component of fund companies’ compliance work in 2017. Chief Compliance Officers’ use of technology “is no longer … Continued


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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

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