Tag: Signal

Shareholder Disclosure: Long Holdings in Europe

Investment managers are subject to hundreds of threshold reporting rules throughout Europe, for long holdings, short selling, and dealing disclosures. The reason: applicable rules are the local laws of wherever the issuer is based or listed (and Europe is still far from fully harmonizing them). This map illustrates what the long position holder may face … Continued

CSS’ Advise Unit Honored at 2018 HFM US Hedge Fund Technology Awards

CSS company Advise Technologies announced today that it won “Best RegTech Solution” at the 2018 HFM US Hedge Fund Technology Awards. “Advise Technologies strives to lead the regulatory intelligence space and we’re thrilled to win recognition for our platforms,” said Advise’s Chief Services Officer Adam Capon. “We’re excited to continue offering best-in-class software and services … Continued


Subscribe to CSS Blog

CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.


Mailing List