The Good The Bad and The Ugly of Advertising

Where The Issues Lie in Marketing Material

  • Understand Advertising Rules
  • Understand When it’s a Past Specific Recommendation
  • Discuss Concerns with Hypothetical Case Studies
  • Analyze Samples of Advertising Materials
  • Become Adept at Identifying the Deficiencies
  • Avoid Inappropriate Use of Social Media

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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.

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