Working Smarter: Managing the Intersection of Compliance & Technology

  • Exploring the CCOs Evolving Role
  • Utilizing Technology to Enhance Supervision, Surveillance and Improve Compliance Functions
  • Leveraging Technology for your Business Continuity Plan

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Latest Content

Short Selling Restrictions – Staying Ahead of the Regulatory Curve

The market disruption due to COVID-19 placed extraordinary strains on reporting regimes. Periodic bans and reduced thresholds presented an additional burden for financial firms, and challenges for compliance departments to keep track of rapidly changing position limits, thresholds by market and timely disclosures. Join CSS experts on Tuesday, June 2nd at 10am EDT in the … Continued