Worried About What You Don’t Know? A Curriculum for Becoming a Better CCO
- You’ve experienced Compliance 101: What’s next?
- Keeping current with changing regulations, business changes, new risks
- Nuggets from Compliance Outreach programs and conferences
- What are the issues? Methods of analysis to identify strengths and weaknesses
- Techniques for managing work flow and time management to tackle weaknesses
- Prioritizing and Planning: leveraging resources and experts to get you there
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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.